Quality Advice

Wealth Watch Advisory provides a wide range of business support services to member businesses, enabling them to deliver high-quality advice and trusted product solutions. As a Registered Investment Adviser (RIA) regulated by the SEC or state authorities, we take regulatory responsibility for the advice provided by our advisers. Our team includes licensed financial advisors with Series 65 qualifications, broker-dealer representatives with Series 7 and 63/66 licenses regulated by FINRA, and Certified Financial Planners (CFP®), ensuring expert guidance and compliance in investment and financial planning.

Andrew Scott Frank, Principal Financial Consultant

Wealth Watch Advisory stands behind the advice of our advisers

This is because of the confidence we have in them to deliver high standards through our systems and processes. These are the key components of our best practice systems.

Wealth Watch Advisory Approved Product List

Wealth Watch Advisory advisers have access to a wide range of approved insurers, fund managers, and lenders. Our approved product partners are carefully selected from the industry's leading financial services companies.

Independent Advice

Wealth Watch Advisory ensures our advisers maintain independence by avoiding supplier agreements with sales targets, quotas, or incentives. You can rely on unbiased advice that prioritizes your best interests.

Professional Standards Manual

All Wealth Watch Advisory advisers follow a Professional Standards Manual that outlines best practice processes, ethical conduct, and regulatory requirements.

Wealth Watch Advisory Certification

All advisers must maintain a valid certification, demonstrating completion of industry qualifications, product training, and ongoing professional development.

Advice Quality Assurance

All advisers undergo regular assessments by our internal compliance team to ensure the highest standards and personalized financial solutions.

Client Response

Wealth Watch Advisory provides clients with a formal process for addressing concerns about the service or advice they receive.

Girl in a jacket